Conference Paper
An Evidence Based Methodology to Facilitate Public
Library Non-fiction Collection Development
Matthew Kelly
PhD Candidate
Department of Information
Studies, Curtin University
Perth, Western Australia,
Australia
Email: [email protected]
Received: 18 Aug. 2015 Accepted:
30 Oct. 2015
2015 Kelly. This is an Open Access article distributed
under the terms of the Creative Commons‐Attribution‐Noncommercial‐Share Alike License 4.0
International (http://creativecommons.org/licenses/by-nc-sa/4.0/),
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same or similar license to this one.
Abstract
Objective – This research was designed as a pilot study to test a methodology for
subject based collection analysis for public libraries.
Methods –
WorldCat collection data from eight Australian public libraries was extracted
using the Collection Evaluation application. The data was aggregated and
filtered to assess how the sample’s titles could be compared against the OCLC
Conspectus subject categories. A hierarchy of emphasis emerged and this was
divided into tiers ranging from <0.1% of the sample to >1% of the sample.
These tiers were further analysed to quantify their representativeness against
both the sample’s titles and the subject categories taken as a whole. The
interpretive aspect of the study sought to understand the types of knowledge
embedded in the tiers and was underpinned by hermeneutic phenomenology.
Results – The
study revealed that there was a marked tendency for a small percentage of
subject categories to constitute a large proportion of the potential topicality
that might have been represented in these types of collections. The study also
found that distribution of the aggregated collection conformed to a Power Law
distribution (80/20) so that approximately 80% of the collection was
represented by 20% of the subject categories. The study also found that there
were significant commonalities in the types of subject categories that were
found in the designated tiers and that it may be possible to develop ontologies
that correspond to the collection tiers.
Conclusions – The evidence-based methodology developed in this pilot study has the
potential for further development to help to improve the practice of collection
development. The introduction of the concept of the epistemic role played by
collection tiers is a promising aid to inform our understanding of knowledge
organization for public libraries. The research shows a way forward to help to
link subjective decision making with a scientifically based approach to
managing knowledge resources.
Introduction
There remains in the broader information management specialization
known as Collection Development, a tension between advocates of the traditional
view of collection development as an art, and those who are interested in how
scientific methods can be adapted to get the right information to users. Put
simply, the question would be, “Can any bibliometric method provide the basis
by which we sublimate the axiological values that underpin topical choice and
subject representation?” Is there a method of collection analysis that allows
us to understand what the general selection choices in public libraries look
like, why they look the way they do and what should they look like? This study
was formulated to help to answer these questions at the level of the
non-fiction collection in the public library setting where the need for a wide
range of potential topicality is, arguably, at its broadest (public libraries
having to meet the knowledge needs of all sectors of civil society).
Literature Review
Identifying what material deserves a place in a public
library's collection has been debated for many decades, as has the process that
allows for evaluation of a collection in order for it to both maximize its
usefulness to a cohort of users, and also, to determine how it stands as a set
of documents that best represent the viable knowledge on a topic (Agee, 2005;
Wilson, 1968). The difficulty in framing a method that is sufficiently
objective to receive general endorsement, given the inherently subjective
nature of collection evaluation (Evans, 2000) can be linked to attempts to
understand the relationships between various branches of knowledge. The search
for a well-reasoned approach to objectivity that explicates its source in
intersubjectivity (Alexander, 2012), rather than in an ideal state, can aid in
this goal which also has found significant expression in the field known as the
sociology of knowledge (Berger & Luckman, 1971; Bernstein, 1983; Hekman,
1986; Mannheim, 1972; Scheler, 1980; Stark, 1967).
We are seeking a system that can: 1) “guide the
systematic selection of the world's recorded knowledge...according to a
rationale founded upon priorities that have been identified to serve the
community most effectively” (Osburn, 1979, p. 10) and, 2) incorporate the
“dynamism inherent in the interactions and potential interactions of the
community and the information universe via collection management” (Osburn,
2005, p. 10). Questions relating to how consideration is given to those domains
that find either minimal or no representation in collections have primarily
been approached from a standpoint involving checking collections against
bibliographies which were thought to reveal what libraries should own. Such an
approach could not reveal, however, items within a collection that should not
have been included.
Elzy and Lancaster (1990) identified an innovative
means by which the reciprocal or interdependent relationship between
bibliographies and collections might be checked to determine measures of
complementarity and quality. Evaluating materials within collections, based on
ranking data, and hence audience levels (in this context “audience levels”
means that high ranking across compared libraries largely indicates a popular
work in the sense of it not having scholarly content — the inference being that
scholarly content largely belongs in scholarly libraries), emerged from White's
Brief Tests of Collection Strength (1995). White's approach compared
short lists of items to library holdings (the so-called “brief tests”) and
included Research Libraries Group Conspectus levels as part of how assessment
was conducted. White's approach enabled collection level descriptions to
be established quickly without the need for either extensive checks of
bibliographies or the assumption of subject knowledge (Lesniaski, 2004). The “brief test” method was followed by an
elaboration of the original method, the “coverage power test” remedy — which
aimed to shore up a number of perceived shortcomings. This method involved
testing a collection against an absolute scale of holdings counts (all of
WorldCat’s holdings) rather than the earlier iteration (a bibliography composed
by an expert) (White, 2008). White's methods were tested and determined to be
efficacious by Twiss (2001), Lesniaski (2004), Bernstein (2006), Beals and
Gilmour (2007), and McMinn (2010). Other scholars have attempted to use WorldCat’s Collection Analysis
application to look to better understand collections with various levels of
efficacy (Genoni & Wright, 2010; Lavoie, Connaway & O’Neill, 2007;
Monroe-Gulick & Currie, 2011; O’Neil, Connaway & Dickey, 2008; Jensen,
2012; Perrault, 2004).
The Standing Committee of the International Federation
of Library Associations and Institutions’ (IFLA) Acquisition and Collection
Development Section (2001) noted how the process of outlining a collection
policy relating to subject breadth and depth contributes to reducing personal
bias and reducing gaps in a collection (pp. 2-6). They advocated an approach
using the OCLC conspectus to aid evaluation that can contribute to libraries
holding a more extensive range of subjects or a deeper coverage of those
subjects. By approaching subject range and depth as not only capable of being
assessed qualitatively, but also as a desirable precursor to answering
questions relating to how subjective and objective approaches to knowledge
domains and subject representation are contextualized within civil society
settings, we begin to develop a more resilient (social) epistemological basis for the model of knowledge
that we choose to promote in public libraries (Budd, 2001; Egan & Shera,
1952; Fallis, 2006). Matthews and Stephens (2010) describe this in a general
sense as “the optimization of systems of knowledge acquisition through an
appreciation of social strategies and motivations” (p. 541). Such an approach
is also present in Capurro’s (1992) information hermeneutics that looks to move
beyond the simple question of what is the best way to promote collection
development and ask more fundamental questions such as what is collection
development for, and moreover, how might it serve the interests of civil
society in the context of public libraries?
Aims
This research was designed as a pilot study to test
the methodology for subject-based collection analysis that will help:
By grounding the broader research in these specific
factors, a further qualitatively-based aspect of the research will, it is
expected, be better placed at a later date to determine the criteria that
selectors bring to bear on their selection and evaluation decisions for
non-fiction monograph collections in public libraries. This later aim is to
examine what selectors consider to be “core knowledge” as well as what
knowledge represented in subject domains is considered to be crucial to meeting
the educational, informational and recreational needs of public library users.
Methods
From the cohort of 31 municipal public library services
in Australia that agreed to take part in the ongoing research project, 8
libraries were selected to take part, based on the similarity of the level of
their reported collection holdings in WorldCat.
A survey was conducted in 2014 that totaled the eight libraries’
combined holdings in WorldCat at over 2.2 million items. The WorldCat holdings
data was extracted using OCLC’s proprietary Collection Evaluation application;
this application was accessed online.
The Collection Evaluation application requires
comparisons to be made against the holdings of an “Anchor Library” (in a
practitioner setting this is the practitioner’s own library). In this case, the
data from the “Anchor Library” — the first library which agreed to participate
—was extracted first. This data was not included in the study and is referenced
here to illustrate part of the process of working with Collection Evaluation as
a research tool. Following this a “One-to-Many” analysis was conducted with 8
other libraries’ collections and then further refined by using the
“Benchmarking” filter on the Collection Evaluation website which was set to
show that the titles to be delivered in the FTP transfer were “Not Held” by the
“Anchor Library.”
The data was also pre-filtered in the Collection Evaluation
website for print and e-books. The spreadsheet file was downloaded through the
OCLC FTP server and the print/e-book filter was applied, resulting in 1,557,380
items held in WorldCat in June 2015. Of these, 1,023,453 were unique titles;
these formed the basis of this study. The ratio of unique to shared titles was
70:30 for the initial pre-active-filtered data set downloaded from WorldCat
with 306,663 items/titles shared by 1 or more libraries and 254 items/titles
shared by all. Further spreadsheet filtering took place to ensure that only
adult, non-fiction print or e-books were represented. This process included
deleting 187,934 juvenile titles, 139,112 non-English language titles, 140,616
audiovisual titles, 34,981 non-book titles, 241,062 fiction titles, 205,607
items described as unknown classification, and 9,025 titles whose subject
categories crossed over between foreign language and literature. Where foreign
language was specifically dealt with in the subject category, the item was
included as it was likely not to be a fictional work; the aim was to exclude
foreign language fiction classified within subject categories dealing with
“Language and Literature.” It was necessary to actively search in other data
designations to ensure that the desired sample was as accurate as possible. For
example, filtering English-language-only did not automatically remove all
non-English works, and filtering for print and e-books did not eliminate all
other formats in the initial file download. Paring each of these qualifiers
down to achieve the desired set resulted in 334,544 titles (21.48 % of the data
provided in the output file by Collection Evaluation as print/e-book format).
The instances of “Subject Category” from this data set were then transferred to
another spreadsheet. The individual Titles data was no longer of any use at
this point and was retired along with all other criteria that had accompanied
“Subject Category” in the file download.
The subject categories were sorted to create a
hierarchy and the 334,544 titles were tabulated in the 437 subject categories
that emerged from the sample. The sample was divided into five tiers:
·
1%
of the sample
·
0.5%
- 1% of the sample
·
0.25%
- 0.5% of the sample
·
0.1%
- 0.25% of the sample
·
<
0.1% of the sample
The tiers were then interrogated for their
relationship to three factors:
·
Number
of subject categories in the tier
·
Percentage
of the sample titles in the tier
·
Number
of subjects in the tier as a percentage of total subject categories in the
sample
An interpretive phenomenological method (hermeneutic
phenomenology) was introduced to assess the subject agglomerations (or
clusters) that were evident in the tiers to ascertain, in a preliminary way,
what the sample might reveal about the selection decisions made by the
collection development librarians who had created this combined collection.
Hermeneutic phenomenology provides a well-defined ontological grounding in how
we conceptualize the nature of the knowledge that an information expert (such
as a collection developer in a public library) might be called upon to deploy
and to engage — in a dialectical sense — with the community of users and the
community of knowledge creators (Benediktsson, 1989; Bruce, 1999; Budd, 2005;
Capurro, 1992; Hansson, 2005;
Savolainen, 2008; Suorsa, 2015; Suorsa & Huotari, 2014; VanScoy
& Evenstad, 2015).
Fundamental to this approach to knowing is an
acknowledgment that human subjects are engaged, already and always, in a
process of creation and co-creation of the knowledge environments in which they
are cast. Budd (2008) outlines how this hermeneutic approach “introduces the
realization that knowledge, information and searching are not solitary acts,
but are undertaken in a communicative relationship with another creator of
knowledge and information. Information seeking and retrieval is, in short,
dialogical” (p. 91). In this study, an attempt was made to use the results of
the subject category structure to look to how civil society, through the public
library, structures knowledge organization. In doing so, the approach sought a
way to invoke what Rorty (1979) calls the “Kantian notion of philosophy as
metacriticism of the special disciplines” (p. 166) and to join this with an
equally Kantian approach which rehabilitates “intuitions and concepts” as tools
with which we can rework not only a theory of knowledge, as Rorty hopes to do,
but a theory of its organization. With these factors in mind, and with
reference to the emergent knowledge organization tradition, and especially
Svenonius’s (2004) explication of varieties of theories of meaning in this
context, an amalgam of the operational, referential and instrumental approaches
was sought in an attempt to graft an epistemological framework on to the sample
results so as to uncover something of the design of knowledge representations
in the setting of civil society library collections.
Results
The ranking of subject categories, their percentage of
the total sample and their inclusion in one of the five tiers referred to above
is outlined in Appendix A.
Taking the results as providing a symptomatic and
indicative (rather than conclusive) referencing of the state of adult
non-fiction collections in the Australian public library sector, it seems
reasonable to acknowledge that there is a tendency for widely divergent level
of emphasis on subject categories in the civil society knowledge context within
which the public library operates. What this means is that a small number of
subjects that are statistically insignificant when regarded against the entire
matrix of possible subject categories contribute an inordinate amount of
material to the libraries they serve.
The study found that 0.9% of possible subjects
contribute 16% of the collection’s titles in the area and format (adult non-fiction
books and e-books) under investigation. Assuming that the pilot study does
reflect the generalized state of the sector, we should ask — and investigate —
why this is not an acknowledged problem for librarians. The breakdown of how
identified segments constitute the collection can be further schematized across
tiers where we can see the bibliometric relationship of Subject Categories’
Share of Sample to The Proportion of Titles
(Table 1). We see here that the most numerous 10% of subject categories in
the sample give up 60% of the titles; the most numerous 20% of subject
categories in the sample provide 77% of the titles, the most numerous 40% of
subject categories in the sample account for 92% of titles, while the balance
of 60% of subject categories in the sample provide only 8% of the titles. The
Tier Weighting remedy in Table 1 is explained below.
This study indicated that there is a
strong tendency for a limited number of subject categories to represent the
varieties of knowledge considered suitable for civil society settings. The
relationship of category to title holdings in this study showed a strong
correlation to what is described in a statistical sense as a power law or a
Pareto distribution. Bradford’s Law of Scattering is a representation of a
similar statistical distribution. To date, there has been no specifically
collection-oriented identification of a Bradford-style power law at work in
library monograph collections (although a significant body of work exists on
serials collection management with reference to Bradford’s Law). The notion
that this type of distribution is to be expected in a range of information
environments is a common theme in early bibliometric (Buckland & Hindle, 1969; Fairthorne, 1969; Drott,
1981) and scientometric commentary (de Solla Price, 1976). In Figure 1, the
heavy weighting of the Top 20% of subject categories is evident.
Table 1
Share of Categories vs Proportion of
Titles & Tier Weighting Remedy
Subject Categories’ Share of Sample |
Proportion of Titles |
Proportion of Titles After Tier Weighting Applied |
Result |
Most numerous 10% of
subject categories in sample |
60% |
44 % |
Tiers 1 and 2 Reduced by
16% |
Most numerous 20% of
subject categories in sample |
77% |
64% |
Tiers 1,2 and 3 reduced
by 13% |
Most numerous 40% of
subject categories in sample |
92% |
82% |
Tiers 1,2,3 and 4 reduced
by 10% |
Balance of 60% of subject
categories in sample |
8% |
18% |
Tier 5 increased by 10% |
Figure 1
Title numbers by subject category.
Once the structural nature of the
collection is identified, it becomes possible to locate how a non-bibliometric selection
technique creates significant imbalances in a collection’s focus. In order to
rebalance a collection, it is necessary to look to the best available method to
ensure that the most representative collection, in terms of subject categories
relevant to civil society users, is instantiated through bibliometric planning. A preliminary attempt was made to formulate
such a methodology so as to flatten the distribution through a weighting
technique. This involved:
·
Multiplying the top subject category for Tier 1 by 0.25 and
transposing the result on the remainder of Tier 1 subject categories (the top
22 categories are reduced substantially while the bottom 3 categories increase
marginally);
·
Multiplying Tiers 2 and 3 by 1.2 and transposing the result on the
remainder of Tiers 2 and 3 subject categories (a simple 20% increase);
·
Multiplying Tier 4 by 1.25 and transposing the result on the
remainder of Tier 4 subject categories (a simple 25% increase);
·
Creating an artificially homogenous Tier 5 through multiplying the
first number of the tier (the subject category ranked Number 173 in the sample)
by 0.7, thus creating approximately a 30% differentiation from Tier 4. This
differentiation, which was not evident in the sample (the last subject category
of Tier 4 and first subject category of Tier 5 were numerically separated by
only 9 titles) allowed all Tier 5 categories to move from a range of
statistical significance that in the sample is in the range 2.98914E-06 to
0.09% to a constant 0.07% (42 Tier 5 subject categories would lose titles while
224 would gain titles).
The visual representation of this process
can be seen in Figure 2.
So
while the changes that such a weighting approach might make are potentially significant
to the makeup of a collection in Tiers 1 and 5, they are only relatively minor
for the collection as a whole when conceptualized as a grouping of tiers. The
general shape of the collection, with the exception of an activity that might
profitably be described as “capping” (and which refers to the limiting of Tier
1 subject categories to one percent of the collection), remains essentially the
same. What this approach promises is the ability to plan for collection
development by identifying a percentage-based increase or decrease for each
subject category based on its location within a particular tier of the
collection (see Table 1).
The
point here is not that particular tiers should have a nominated reduction or
increase but that the analysis can be done so as to effect a more balanced
collection and that the application of a tier-weighted approach is likely to
ensure that the collection — assuming it is reasonably balanced — is able to be
worked on to help to ensure that the broader domains that the tiers represent
are not disturbed. There is, as yet, no ontological assumption built into the
model which would see changes directed toward the themes or domains that each
tier might represent. The tier-weighted approach makes the assumption that the there
are levels of tolerance that exist within each of the tiers, such that the
addition or deletion of an entire subject category (and its commensurate level
of titles holdings) would not substantially affect how a collection delivered
the broader information domain.
Working
with the idea that a tier-based breakdown might reveal a significant
bibliometric relationship between types of knowledge in the civil society
context, the sample revealed the following data regarding how collection tiers
were constituted (Table 2).
Figure 2
Modified title numbers by subject category.
Table 2
Collection
Tiers and Relationships to Title and Subject Categories
Collection Tier |
Subject Categories |
Percentage of Total Titles |
Percentage of Total Subject Categories |
Percentage of
Total Collection per Subject by
Tier (Mean) |
Tier 1: The Self: Home and
Family |
25 |
48.15% |
5.72% |
1.92% |
Tier 2: Outside of the Self: The
Civilized Mind |
17 |
12.09% |
3.89% |
0.71% |
Tier 3: Onward the
Enlightenment: Specialized Science, History and Culture |
58 |
20.50% |
13.27% |
0.35% |
Tier 4: Democratizing
Knowledge: The World of Generalities |
73 |
11.33% |
16.71% |
0.15% |
Tier 5: Deep Natural and Social
Science: The Borders of Academic Knowledge |
264 |
7.93% |
60.41% |
0.03% |
Discussion
As
“understanding always involves understanding from within a framework which
makes sense for us” and that learning from the past involves a dialectical engagement
with it through “posing questions to the past in light of our conceptual
preoccupations in the present” (Benhabib, 1986, p. xi) we should not be
surprised at the difficulty of aligning a collection to meet universal, worldly
and pragmatic requirements. Such an analysis is cognizant of, but in no way
driven by, the current needs of users. It can also never be more than the sum
of knowledge aggregated by the non-fiction publishing industry over a given
period of time.
This
research takes heed of the need for its own foundation to be ultimately
grounded, in a comparative sense, with the types of collection profiles that
collecting libraries maintain. By comparing and differentiating “collect
everything collections” and “circulating collections,” it is possible to ensure
that, where subject category priority can be identified in the latter, for
instance in the practical arts of domestic life or the generalizable narrative
of history, then these domains are more specifically articulated as knowledge that
defines — perhaps more pertinently than other domains — the types of knowledge
that civil society demands and deserves in its libraries.
But it also
should be said that while the civil society library is to some extent a
creature of its times, it also has an educative mission that should reject the
relativist position that all knowledge is equally as valid and that no
knowledge can deserve to be maintained in situ. While these questions are
beyond the scope of this paper, it is worthwhile acknowledging that the types
of knowledge that we do maintain in civil society libraries reflect the
epistemic priorities that we set. Such priorities are, surprisingly, rarely
interrogated for what they represent about our critical or hermeneutic
assumptions.
As this
specifically epistemic concern was foundational to this research (in part, the
research was designed to seek preliminary answers to such questions), it is
worth acknowledging this briefly, so as to provide both proper context for the
work conducted on the eight library collections and for a report on the
findings to date for interested scholars and practitioners. This will also
assist in explaining how the tiers received their thematic designations
outlined in Table 2.
A process of
investigation was conducted, using a hermeneutically-based phenomenological
method. At its core such a method is a philosophically-oriented approach which
seeks to “…acquire the essence of the research process as this is opened up in
the philosophical literature... [the researcher seeks to] attune themselves
towards the ontological nature of phenomenon while learning to “see”
pre-reflective, taken-for-granted, and essential understandings through the
lens of [existing] pre-understandings and prejudices.” (Kafle, 2011, p.188)
A project to outline the significant elements of the
researcher’s pre-understandings in the area of public library collection
development was undertaken and the results presented and published across a
range of fora (Kelly, 2014, 2015a, 2015b, 2015c). In so doing, the prejudices
that the researcher brought to the project relating to the theory and practice
of collection development were made explicit to better facilitate dispassionate
engagement with the qualitative issues at the core of the inquiry. Analysis
commenced, using the following hermeneutic and phenomenological approaches:
With this
framework as the basis for the qualitative aspect of the research, the subject
categories that emerged from the bibliometric inquiry were assessed to attempt
to link them together in a common theme.
Commencing
the analysis with the most popular and continuing through to the least popular,
a standout theme emerged for the Tier 1 results (>1% of subject categories
and 25 out of 437 subject categories). This theme was identified as Home, Family and Self. Since cooking,
sports, arts and crafts, family, sexuality, gardening, psychology and local
history are all prominent, there should be no real surprise at the assignation.
More than a quarter of all books and e-books, according to this study, involved
the following 10 subject categories: Domestic Engineering (4.62%), Sports (3.02%),
History— Oceania, South Seas (mainly Australian history) (2.91%), Handicrafts,
Arts & Crafts (2.81%), Decorative Arts, Applied Arts (2.61%), History,
General (2.40%), Family, Marriage, Women, Sexual Life (2.33%), History—Great
Britain (2.25%), Plant Culture (2.18%), Individual Psychology (1.88%).It is argued here that seven of
these ten subject categories fall within the ambit of the householder who has
an interest in improving the quality of their own life and that of their
immediate family, whether in terms of recipes for meals, maintaining the home,
engaging in a craft-oriented hobby or gardening. This also links with the
importance of sport to households as a recreational, social, activity. The psychology
of family life is prevalent here as well. Two of the three history subject
categories can be considered parochial in nature. Taken together, these 25
subjects comprised 48% of the sample and it is not unreasonable to start to
build a picture, albeit it a speculative and preliminary one at this stage, of
how 6% of the possible topicality equates to nearly half of the sampled
collection. This leads to the question, “Is this all that civil society cohorts
are interested in reading?” or is there a more or less unstated assumption by
librarians that they should be selecting very heavily in the Home, Family, Self
space?
The
interpretive label Outside of the Self:
The Civilized Mind was chosen for Tier 2. The term “the civilized mind” is not
meant to carry any baggage but is used in the same way that Raymond Williams
uses it to refer to “an achieved state or condition of organized social life”
(1976, p. 57). This tier constituted a grouping of topical interests that
demonstrated a tendency towards inquiry into matters that were less likely to
be easily linked just with the world of home and family. Connections could,
however, be made. While the importance of Motion Pictures and The Theater could
be linked to the notion of entertainment, they are a specific type of skilled
entertainment that does not generally link with the orientation of the hobbyist
that links so many of the Tier 1 topics (in Tier 2 Games and Amusements might
be emended to this Tier 1 group). English Philology and Language, along with
Literature —Collections, covered a wide range of literary technique and
anecdote. The presence of the so-called Occult Sciences and of Psychiatry
within this list abutting one another was a serendipitous aid in orienting the
Tier 2 topicality and showed similar concerns for the mind conceived of beyond
the normative realm. Similar levels of title holdings were evident for Social
Work/Social and Public Welfare and for Therapeutics and Pharmacology, which
were also present in this tier. Geography and the four separate subject
categories of History of Africa, History of the Middle East, History of Italy,
History of France (Ancient History has no conspectus category) were a prominent
grouping. The separate subject categories of Genealogy and Biography can be
reasonably linked with the notion that readers (and selectors) want to be able
to discover the self through engagement with the selves of others. The subject
category Practical Theology while effectively only dealing with Christianity,
deals with its social articulation and practice (which is the notable thematic
expression that the research identifies in this tier). Without wishing to
psychologize the process, the Tier 2 group, in contrast to the Tier 1 group,
might reasonably be said to deal with topicality that touches on the
Enlightenment movement into disciplinary knowledge and “the civilized
mind.” While it might surprise some, it
might well be argued on the basis of this research that this process of moving
the locus of the major considerations of civil society knowledge away from the
home and into an “open world” is still in the process of development, even in
Western countries.
The
description of the general domain evident in Tier 3 takes the Enlightenment
metaphor developed above a stage further. Designating this category “Onward the
Enlightenment” in reference to the emergent themes in the Tier 2 domain, this
tier was further qualified as “Specialized Science, History and Culture.” It
seemed to deal with specialized knowledge and, with a handful of exceptions,
does not touch upon the topicality of home, family, health, spirituality,
hobbies, customs and personal/spiritual matters. Tier 4 was designated
“Democratizing Knowledge” and is identified as dealing with “The World of
Generalities.” While most can be identified as having a humanistic or social
scientific base with the balance comprising natural sciences or
technical/applied sciences, further delineation has not been attempted. The
final tier, Tier 5, was designated “Deep Natural and Social Science” in
recognition that a majority of the subject categories might be seen as quite
reasonably likely to match an identifiable specialization in natural or social
science. The tier was further qualified as “The Borders of Academic Knowledge” in
recognition that the titles included in these subject categories might
reasonably be expected to comprise not only introductory works dealing with
these fields but also works that assume significant foundational knowledge to
be of use to a reader. Not all subject categories fitted this description and
the delineation between Tier 4 as specialized
and Tier 5 as deep knowledge is
somewhat arbitrary. With further refinement in methods for sorting the large
data sets it is expected that the “long tail” — that is, the Tier 4 and 5 set
of subject categories — may reveal more about how individual libraries select
for this type of deeper or specialized knowledge that constituted 73% of
subject categories but only 18.5% of the titles.
Conclusion
Just as the
methodology outlined here offers promise to improve the practice of collection
development, it also provides a starting point for assessing how the epistemic
role of collection tiers can inform our understanding of knowledge
organization. While the approach was designed to aid public libraries in their
quest to meet the information needs of all of civil society it may in fact have
applicability in more specific knowledge spheres as well. While many of these
findings remain provisional in nature (such as the apparent identification of a
power law at work in such collections) and will require further verification,
the tier-based method outlined here offers the following benefits: it is
simple, replicable, rigorously defined and enables, through providing a relatively
objective methodology for making decisions in various parts of the non-fiction
collection, the important interpretive aspects of selection and evaluation of
information resources to be grounded in the hermeneutic and critical faculties
of the librarian. It offers the promise that the inevitably subjective
decisions that are made in support of quality collection development might also
be referenced to a scientifically-based approach to managing the knowledge
resources underpinning these important deliberative activities. Such a process
offers a considerable opportunity for growth, in terms of the ability to better
target resources to the communities who need them, but also, in promoting the
level of scientific and informetric engagement of the public librarians tasked
to facilitate this.
Acknowledgment
The author
wishes to acknowledge Maria C. Tan who made many useful suggestions to improve
this paper.
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Appendix A
Subject
Category Percentages Subject ResultsSubject Category |
Sample % |
Domestic
Engineering |
4.62% |
Sports |
3.02% |
History
- Oceania, South Seas |
2.91% |
Handicrafts,
Arts & Crafts |
2.81% |
Decorative
Arts, Applied Arts |
2.61% |
History,
General |
2.40% |
Family,
Marriage, Women, Sexual Life |
2.33% |
History
- Great Britain |
2.25% |
Plant
Culture |
2.18% |
Individual
Psychology |
1.88% |
Business,
Business Administration |
1.71% |
Literature
on Music |
1.67% |
Painting |
1.66% |
Graphic
Arts, Drawing, Design |
1.57% |
Motor
Vehicles, Aeronautics, Astronautics |
1.53% |
Economics
- Industries, Land Use, Labor |
1.52% |
English
Philology & Language |
1.51% |
Visual
Arts in General |
1.47% |
Animal
Culture |
1.43% |
Criminology,
Criminal Justice |
1.38% |
Photography |
1.22% |
Architecture |
1.17% |
Public
Health, Public Aspects of Medicine |
1.15% |
History
- Eastern Asia, S.E. Asia, Far East |
1.14% |
Religions,
Mythology, Rationalism |
1.01% |
Motion
Pictures |
0.93% |
Occult
Sciences |
0.88% |
Psychiatry |
0.88% |
Geography,
General |
0.84% |
The
Theater |
0.79% |
History
- S.W. Asia, Middle East |
0.76% |
Social
Work, Social & Public Welfare |
0.76% |
Therapeutics,
Pharmacology |
0.75% |
History
- Africa |
0.71% |
Finance,
General |
0.70% |
Genealogy |
0.63% |
Practical
Theology |
0.63% |
Literature
- Collections |
0.60% |
Games
& Amusements |
0.59% |
History
- Italy |
0.57% |
Biography |
0.54% |
History
- France, Andorra, Monaco |
0.53% |
Building
Construction |
0.49% |
Law
of the Pacific Area & Antarctica |
0.49% |
Manners
& Customs, General |
0.48% |
Libraries
- Library Science |
0.48% |
Pediatrics |
0.48% |
Computer
Software |
0.46% |
Sociology,
General & Theoretical |
0.45% |
Astronomy |
0.44% |
Literature
- Authorship & Criticism |
0.44% |
Transportation
& Communication, General |
0.43% |
Parapsychology |
0.43% |
Doctrinal
Theology |
0.43% |
Economic
History & Conditions |
0.43% |
Electrical
Engineering |
0.42% |
Physical
Training |
0.42% |
Bible |
0.41% |
Labor,
General |
0.41% |
Roman
Catholic Church |
0.40% |
Special
Industries & Trades, General |
0.40% |
History
- Southern Asia, Indian Ocean |
0.39% |
Diseases
of Organs, Glands, Systems |
0.39% |
Ethnology.
Social and Cultural Anthropology |
0.39% |
Vocal
Music |
0.38% |
Manufactures |
0.37% |
Computer
Networks |
0.37% |
Recreation |
0.37% |
General
Technology |
0.36% |
Broadcasting |
0.36% |
Gynecology
& Obstetrics |
0.36% |
History
- United States, Since the Civil War |
0.35% |
History
- United States, Colonial, Special Topics |
0.35% |
Buddhism |
0.35% |
Physiology |
0.34% |
Science,
General |
0.33% |
Botany,
General |
0.32% |
Natural
History |
0.31% |
Military
Science, General |
0.31% |
Economic
Theory |
0.31% |
Islam,
Bahaism, Theosophy, etc. |
0.30% |
Chemical
Technology |
0.30% |
Christianity |
0.30% |
Neurosciences,
Neurology |
0.30% |
Ethics |
0.28% |
History
- Germany |
0.28% |
Philosophy
- Modern (1450/1600- ) |
0.28% |
Botany,
Specific Fields |
0.27% |
Special
Aspects of Education |
0.26% |
History
- Russia. Soviet Union |
0.26% |
Folklore |
0.26% |
Birds |
0.26% |
Prose
Technique |
0.26% |
Communities,
Classes, Races |
0.26% |
Journalism,
the Periodical Press |
0.26% |
Office
Automation |
0.26% |
Philology,
Linguistics |
0.26% |
Computer
Programming & Programming Languages |
0.25% |
Arts
in General |
0.25% |
Protestantism |
0.24% |
History
- South America |
0.24% |
Naval
Architecture, Shipbuilding, etc. |
0.24% |
History
- Greece |
0.24% |
Zoology,
General |
0.23% |
Air
Force |
0.23% |
Agriculture,
General |
0.22% |
Medicine,
General |
0.22% |
Mechanical
Engineering & Machinery |
0.22% |
Early
Childhood, Preschool, Kindergarten & Primary |
0.22% |
Mathematics,
General |
0.22% |
Theory
& Practice of Education |
0.22% |
Political
Inst. & Public Admin., General |
0.21% |
Environmental
Technology |
0.21% |
Political
Inst. & Public Admin. - Asia/Africa/Australia |
0.21% |
Social
History, Social Problems, Social Reform |
0.20% |
Political
Theory, Theory of the State |
0.20% |
Biology,
General |
0.19% |
Dancing |
0.19% |
History
of Civilization & Culture |
0.19% |
Music
Instruction & Study |
0.19% |
Special
Topics in Computer Science |
0.18% |
History
- Americas, General, Indian, North
America |
0.18% |
History
- Balkan Peninsula |
0.17% |
Neoplasms,
Tumors, Oncology |
0.17% |
History
- Spain |
0.17% |
Meteorology |
0.16% |
Philosophy
- Ancient, Medieval, Renaissance |
0.16% |
Sculpture |
0.16% |
Print
Media, Printmaking, Engraving |
0.16% |
Speculative
Philosophy |
0.16% |
Practice
of Medicine |
0.16% |
State
& Local History - N. England, Atlantic Coast |
0.15% |
Invertebrates |
0.15% |
Armies
- Organization, Distribution, etc. |
0.15% |
Physics,
General |
0.15% |
Writing |
0.15% |
Military
Engineering |
0.15% |
General
Engineering |
0.14% |
Atlases.
Globes |
0.14% |
Printing |
0.14% |
Special
Computers & Systems |
0.14% |
Surgery |
0.14% |
Instrumental
Music |
0.13% |
Psychology |
0.13% |
Commerce,
General |
0.13% |
History
of Europe, General |
0.13% |
State
& Local History - Pacific States. Territories |
0.12% |
History
- United States, Slavery & Civil War |
0.12% |
Economics
- Industry, General |
0.11% |
Animal
Behavior, Anatomy, Embryology |
0.11% |
French
Language, Provencal Language & Literature |
0.11% |
Law,
General |
0.11% |
Railroad
Engineering |
0.11% |
Environmental
Sciences |
0.11% |
International
Relations |
0.11% |
Subject
Bibliography |
0.11% |
Computers,
General |
0.10% |
Veterinary
Medicine |
0.10% |
Socialism,
Communism, Utopias, Anarchism |
0.10% |
Local
Government |
0.10% |
Bookselling
& Publishing |
0.10% |
Law
- United States, Federal |
0.10% |
Naval
Science, General |
0.10% |
General
Bibliography |
0.10% |
Military
Administration |
0.10% |
Navigation,
Merchant Marine |
0.10% |
Pathology |
0.10% |
Judaism |
0.10% |
Anthropology,
General |
0.10% |
Spanish
Language |
0.10% |
Nervous
System |
0.10% |
History
- Asia, General |
0.09% |
History
- Mexico |
0.09% |
Public
Finance, General |
0.09% |
School
Administration & Organization |
0.09% |
Ecology |
0.09% |
History
- Northern Europe, Scandinavia |
0.09% |
Heraldry |
0.09% |
State
& Local History - South, Gulf States |
0.09% |
Special
Aspects |
0.09% |
Major
Theories & Systems |
0.09% |
Prehistoric
Archaeology |
0.09% |
Mining
Engineering & Metallurgy |
0.09% |
Encyclopedias |
0.08% |
History
- British/French/Dutch America. Canada |
0.08% |
Social
Usages, Etiquette |
0.08% |
Archaeology,
General |
0.08% |
History
- West Indies. Caribbean Area |
0.08% |
Italian
Language, Sardinian Language & Lit |
0.08% |
Human
Ecology, Anthropogeography |
0.08% |
Aquaculture
& Fisheries |
0.08% |
Political
Inst. & Public Admin. - United States |
0.08% |
Japanese
Language |
0.08% |
Computer
Science - General |
0.08% |
Immunologic,
Nutritional & Metabolic Diseases |
0.08% |
Reptiles
& Amphibians |
0.08% |
History
of Medicine |
0.08% |
Other
Systems of Medicine |
0.07% |
Political
Inst. & Public Admin. - Europe |
0.07% |
Forestry |
0.07% |
Fishes |
0.07% |
German
Language |
0.07% |
Nursing |
0.07% |
History
- Central America |
0.07% |
Public
Health |
0.07% |
State
& Local History - Midwest, Old Northwest |
0.07% |
Health
Professions |
0.07% |
Musculoskeletal
System |
0.07% |
History
of Scholarship & Learning |
0.07% |
Societies
- Secret, Benevolent, etc. |
0.07% |
Constitution
& Properties of Matter |
0.07% |
Immigration
& Emigration |
0.06% |
Collections |
0.06% |
Dictionaries,
General Reference |
0.06% |
Higher
Education |
0.06% |
History
of Education |
0.06% |
Circuses,
Carnivals, etc. |
0.06% |
Genetics |
0.06% |
History
- Hungary, Czechoslovakia |
0.06% |
Gynecology |
0.06% |
Paleozoology,
Paleobotany, Palynology |
0.06% |
Statistics |
0.06% |
Chinese
Language |
0.06% |
Political
Science, General |
0.06% |
Military
Science - Maintenance & Transportation |
0.06% |
Infantry |
0.06% |
State
& Local History - The West |
0.06% |
Special
Types of Drama |
0.06% |
Medical
Centers, Hospitals, Clinics |
0.05% |
Navies
- Organization, Distribution, etc. |
0.05% |
Dermatology |
0.05% |
Algebra |
0.05% |
Dynamic
& Structural Geology |
0.05% |
Geology,
General |
0.05% |
Law
of the United Kingdom and Ireland |
0.05% |
Special
Situations & Cond. - Geriatric, Sport |
0.05% |
Individual
Institutions - Asia, Africa, Oceania |
0.05% |
History
- Netherlands, Low Countries & Belgium |
0.05% |
Human
Anatomy |
0.05% |
Oceanography |
0.05% |
Numeration,
Arithmetic, Elementary Mathematics |
0.05% |
Probabilities,
Math. Stats., Interpolation, Numeri |
0.05% |
Geriatrics. Chronic Disease |
0.05% |
Parlor
Magic & Tricks |
0.04% |
Endocrine
System |
0.04% |
History: Austria,Austro-Hungarian Empire, Liechtenstein |
0.04% |
Pharmacology |
0.04% |
Numismatics |
0.04% |
Internal
Medicine, General |
0.04% |
Biochemistry |
0.04% |
Latin
Literature |
0.04% |
International
Law, International Relations |
0.04% |
Paleontology |
0.04% |
Superintendent
of Documents Publications |
0.04% |
Mineralogy |
0.04% |
Legislative
& Executive Papers |
0.04% |
Secondary
& Middle School Education |
0.04% |
Information
Resources |
0.04% |
Electricity,
Magnetism, Nuclear Physics |
0.04% |
Poetry,
General |
0.04% |
Hunting
Sports |
0.04% |
Mathematical
Analysis |
0.04% |
Infectious
& Parasitic Diseases |
0.04% |
Obstetrics |
0.03% |
Ophthalmology |
0.03% |
History
- Eastern Europe, General |
0.03% |
Geomorphology |
0.03% |
Philosophy
- Periodicals, Societies, Congresses |
0.03% |
Hydrology |
0.03% |
Animal
Biochemistry |
0.03% |
Digestive
System |
0.03% |
Hydraulic
Engineering |
0.03% |
Central
Asian & Far Eastern Republics |
0.03% |
Artillery |
0.03% |
Geometry,
Topology |
0.03% |
Museums,
Collectors & Collecting |
0.03% |
Cardiovascular
System |
0.03% |
Iranian
Philology & Literature |
0.03% |
Communicable
Diseases |
0.03% |
Conservation
of Natural Resources, Land Conservation |
0.03% |
History
- Latin America, Spanish America, General |
0.03% |
History
- Portugal |
0.03% |
Greek
Language |
0.03% |
Metabolic
Diseases |
0.03% |
Microbiology |
0.03% |
History
- United States, 1790-1861 |
0.03% |
Russian
Language. Belarusian Language & Literature |
0.03% |
Homeopathy |
0.03% |
Urogenital
System |
0.03% |
Plant
Ecology |
0.03% |
Cartography |
0.02% |
State
and Non-U.S. Government Documents |
0.02% |
History
- Mediterranean Region, Greco-Roman World |
0.02% |
Drama,
General |
0.02% |
Logic |
0.02% |
Toxicology |
0.02% |
Pharmacy
& Materia Medica |
0.02% |
Aesthetics |
0.02% |
Plant
Physiology |
0.02% |
History
- United States, Revolutionary Period |
0.02% |
History
- Switzerland |
0.02% |
Social
Sciences - General |
0.02% |
International
Law & Relations |
0.02% |
Latin
Language |
0.02% |
Academies
& Learned Societies |
0.02% |
Physical
& Theoretical Chemistry |
0.02% |
Plant
Anatomy |
0.02% |
History
- Poland |
0.02% |
Minor
Services of Navies |
0.02% |
Law
of Africa |
0.02% |
Regional
Geology |
0.02% |
Cybernetics |
0.02% |
Proverbs |
0.02% |
Highway
Engineering |
0.02% |
History
- Central Europe, General |
0.02% |
Diplomatics.
Archives |
0.02% |
National
Bibliography - Asia/Africa/Australia/Oceania |
0.02% |
Eastern
Christian Churches & Ecumenism |
0.02% |
Reproduction
& Life |
0.02% |
Wildlife
Management |
0.02% |
Cytology |
0.02% |
Online
Data Processing |
0.02% |
Performing
Arts & Show Biz |
0.02% |
Education
& Training of Teachers |
0.02% |
Optics,
Light, Radiation |
0.02% |
Portuguese
Language |
0.01% |
Microbiology
and Immunology |
0.01% |
Bridge
Engineering |
0.01% |
Otorhinolaryngology |
0.01% |
Petrology |
0.01% |
Otolaryngology |
0.01% |
Natural
Disasters |
0.01% |
Immunologic
Diseases. Collagen Diseases. |
0.01% |
Law
of Asia & Eurasia |
0.01% |
Organic
Chemistry, General |
0.01% |
Marines |
0.01% |
Forensic
Medicine |
0.01% |
Korean
Language |
0.01% |
Physical
Geography |
0.01% |
Law
of Europe, except UK & Ireland |
0.01% |
Colonies
& Colonization |
0.01% |
Respiratory
System |
0.01% |
Old
Norse Literature: Old Icelandic & Old Norwegian |
0.01% |
Dutch
Language |
0.01% |
Inorganic
Chemistry, General |
0.01% |
Individual
Institutions - Europe |
0.01% |
Military
Science - Other Services |
0.01% |
Copyright,
Intellectual Property |
0.01% |
Cryptography.
Manuscripts. Paleography |
0.01% |
Chronology |
0.01% |
Yearbooks,
Almanacs, Directories |
0.01% |
Weights
& Measures |
0.01% |
Cavalry,
Armor |
0.01% |
Gypsies |
0.01% |
Dentistry |
0.01% |
Naval
Administration |
0.01% |
National
Bibliography - America, United States |
0.01% |
Hospitals
and Other Health Facilities |
0.01% |
National
Bibliography - Europe |
0.01% |
History
of Books |
0.01% |
Medical
Geography & Climatology |
0.01% |
Personal
Bibliography |
0.01% |
Management
Information Systems |
0.01% |
Dentistry. Oral Surgery. |
0.01% |
Modern
Languages (General) |
0.01% |
Swedish
Language |
0.01% |
General
Music |
0.01% |
Analytical
Mechanics |
0.01% |
Individual
Institutions - United States |
0.00% |
Classical
Literature, General |
0.00% |
Hemic
and Lymphatic Systems |
0.00% |
Heat |
0.00% |
Acoustics,
Sound |
0.00% |
Stratigraphy |
0.00% |
Political
Inst. & Public Admin. - Canada, Latin America |
0.00% |
African
Languages |
0.00% |
Semitic
Philology & Assyrian & Sumerian Language & Literature |
0.00% |
Optical
Data Processing |
0.00% |
Chordates
- Vertebrates |
0.00% |
Nutrition
Disorders |
0.00% |
Radiology |
0.00% |
Experimental
Mechanics |
0.00% |
Naval
Maintenance |
0.00% |
Mixed
Languages - Creole, Pidgin English, etc. |
0.00% |
U.S.
States & Territories |
0.00% |
Maps |
0.00% |
Textbooks |
0.00% |
Germanic
Philology & Languages (General) |
0.00% |
Microscopy |
0.00% |
Norwegian
Language |
0.00% |
General
Education |
0.00% |
Clinical
Pathology |
0.00% |
Oriental
Philology & Literature (General) |
0.00% |
Parasitology |
0.00% |
Virology |
0.00% |
Geophysics,
Geomagnetism |
0.00% |
American
Indian Languages & Literature |
0.00% |
Artificial
Languages & Literature. - Secret Languages, Esperanto |
0.00% |
Classical
Philology |
0.00% |
Military
Astronautics, Space Warfare |
0.00% |
Periodicals |
0.00% |
Indo-Aryan
Languages |
0.00% |
Mathematical
Geography |
0.00% |
Danish
Language |
0.00% |
Plant
Poisons |
0.00% |
Epigraphy,
Inscriptions |
0.00% |
Crystallography |
0.00% |
Analytical
Chemistry |
0.00% |
Auxiliary
Sciences of History, General |
0.00% |
Seals |
0.00% |
Diseases
of Regions of the Body |
0.00% |
Indo-Iranian
Philology & Literature (General) |
0.00% |
Animal
Poisons |
0.00% |
Economic
Biology |
0.00% |
Government
of Canada Publications |
0.00% |
Machine
Theory, Abstract Automata |
0.00% |
Student
Fraternities & Societies, United States |
0.00% |
Tuberculosis |
0.00% |
Individual
Institutions - America, except U.S. |
0.00% |
Naval
Ordnance |
0.00% |
Botanic,
Thomsonian, Eclectic Medicine |
0.00% |
Law
of the Americas, except the US & Canada |
0.00% |
Diseases
& Injuries Caused by Physical Agents |
0.00% |
Law
of Canada |
0.00% |
Indexes |
0.00% |
College
& School Magazines & Papers |
0.00% |
National
Bibliography - Mexico, Central & South America |
0.00% |
Newspapers |
0.00% |
Modeling
& Simulation |
0.00% |
Constitutional
Diseases (General) |
0.00% |
Naval
Seamen |
0.00% |
Congenital
Disorders |
0.00% |
Law
of the Sea |
0.00% |
Note.
Subject categories showing 0% were actually represented by 1-16 titles. The
level of 80% of the titles in the sample was achieved at subject category No.99
(Philology, Linguistics) and 80% of the subject categories were represented
after that.